Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FRONTIER SOLUTIONS, LLC
136102
ADAM WAREHAM GRUVER
5782365
FRONTIER SOLUTIONS, LLC
136102
ADAM W. GRUVER
5782365
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2014-08-21
D/A
$0.00
Yes
$0.00
Yes
ONLY CURRENT BROKERS ARE LISTED IN ITEM 12 AND PAID DIRECT OR INDIRECT COMMISSIONS OR SIMILAR COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2014-08-20
D/A
$0.00
Yes
$0.00
Yes
ONLY CURRENT BROKERS ARE LISTED IN ITEM 12 AND PAID DIRECT OR INDIRECT COMMISSIONS OR SIMILAR COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MGR. (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2014-03-17
D/A
$0.00
Yes
$0.00
Yes
ONLY CURRENT BROKERS ARE LISTED IN ITEM 12 AND PAID DIRECT OR INDIRECT COMMISSIONS OR SIMILAR COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2014-03-17
D/A
$0.00
Yes
$0.00
Yes
ONLY CURRENT BROKERS ARE LISTED IN ITEM 12 AND PAID DIRECT OR INDIRECT COMMISSIONS OR SIMILAR COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MGR. (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.