Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CROWN CAPITAL SECURITIES, LP
6312
ANTHONY LISHKA
5767664
CROWN CAPITAL SECURITIES, LP 6312
6312
ANTHONY B LISHKA
5767664
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2023-03-02
D/A
$1,372,991.00
Yes
$0.00
No
2018-07-12
D/A
$7,500,000.00
Yes
$0.00
No
DEALER-MANAGER FEE - 2%; SALES COMMISSION - UP TO 7%; DUE DILIGENCE FEE - 0.5%; MARKETING EXPENSE FEE - $0.5%. 2% OF FEES AND COMMISSIONS WILL BE PAID BY SPONSOR.
2018-07-12
D/A
$7,500,000.00
Yes
$0.00
No
DEALER-MANAGER FEE - 2%; SALES COMMISSION - UP TO 7%; DUE DILIGENCE FEE - 0.5%; MARKETING EXPENSE FEE - $0.5%. 2% OF FEES AND COMMISSIONS WILL BE PAID BY SPONSOR.