Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ROCKEFELLER FINANCIAL LLC
291361
JOHN C. RAPPORT
5748254
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-07-28
D/A
$11,791,593.00
Yes
$0.00
No
2025-06-10
D/A
$11,791,593.00
Yes
$0.00
No
2025-05-27
D/A
$11,791,593.00
Yes
$0.00
No
2025-05-12
D/A
$11,791,593.00
Yes
$0.00
No
2025-04-29
D/A
$11,791,593.00
Yes
$0.00
No
2025-04-15
D/A
$11,791,593.00
Yes
$0.00
No
2025-04-01
D/A
$11,791,593.00
Yes
$0.00
No
2025-03-17
D
$11,791,593.00
Yes
$0.00
No
2023-07-06
D/A
$4,408,520.00
Yes
$0.00
No
2022-12-16
D/A
$4,408,520.00
Yes
$0.00
No
2022-09-29
D/A
$4,408,520.00
Yes
$0.00
No
2022-09-29
D/A
$4,408,520.00
Yes
$0.00
No
2022-07-05
D/A
$4,408,520.00
Yes
$0.00
No