Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
RAY A. BALESTRI
5738509
NONE
NONE
RAY A. BALESTRI
5738509
NONE
NONE
RAY A. BALESTRI
5738509
NONE
NONE
RAY A. BALESTRI
5738509
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2023-02-24
D/A
$125,560.00
No
$0.00
No
2022-02-24
D/A
$123,430.00
No
$0.00
No
2021-02-24
D/A
$119,104.00
No
$0.00
No
2020-03-13
D/A
$113,017.00
No
$0.00
No
2019-03-14
D/A
$102,436.00
No
$0.00
No
2018-08-23
D/A
$71,312.00
No
$0.00
No
2017-10-16
D/A
$64,539.00
No
$0.00
No
2017-06-26
D/A
$64,539.00
No
$0.00
No
2017-04-06
D/A
$1,226,901.00
Yes
$0.00
No
2016-07-28
D/A
$4,365.00
No
$0.00
No
2016-07-28
D/A
$58,646.00
No
$0.00
No
2016-04-06
D/A
$1,224,384.00
Yes
$0.00
No
2015-07-28
D/A
$58,646.00
No
$0.00
No
2015-07-28
D/A
$4,365.00
No
$0.00
No
2015-04-07
D/A
$1,210,358.00
Yes
$0.00
No
2014-07-31
D/A
$58,646.00
No
$0.00
No
2014-07-31
D/A
$4,365.00
No
$0.00
No
2014-04-11
D/A
$1,210,358.00
Yes
$0.00
No
2013-07-31
D/A
$58,646.00
No
$0.00
No
2013-07-31
D/A
$4,365.00
No
$0.00
No
2013-04-11
D/A
$1,179,879.00
Yes
$0.00
No
2012-08-01
D/A
$17,167.00
No
$0.00
No
2012-08-01
D/A
$0.00
No
$0.00
No
2012-04-13
D/A
$1,143,947.00
Yes
$0.00
No
2011-04-13
D/A
$941,772.00
Yes
$0.00
No
2010-04-23
D/A
$526,123.00
Yes
$0.00
No