Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

KALOS CAPITAL, INC.

44337

BRIAN PIERCE

5731138

KALOS CAPITAL, INC.

44337

BRIAN TIMOTHY PIERCE

5731138

Companies

Company Name

CW INVESTOR ON HIGHLAND, LLC

COTTONWOOD RICHMOND AT MILLCREEK QOF, LLC

People

Name

GREGG T. CHRISTENSEN

DANIEL SHAEFFER

CHAD CHRISTENSEN

COTTONWOOD RESIDENTIAL O.P., LP COTTONWOOD RESIDENTIAL O.P., LP

COTTONWOOD RESIDENTIAL II, INC. COTTONWOOD RESIDENTIAL II, INC.

HIGH TRAVERSE DEVELOPMENT, LLC HIGH TRAVERSE DEVELOPMENT, LLC

Filings

Filing Date

Filing Type

Sales Commission

Estimate?

Finders' Fee

Estimate?

Commission/Fee Clarification

2020-07-13

D/A

$1,921,950.00

Yes

$0.00

No

2020-07-09

D/A

$2,234,250.00

Yes

$0.00

No