Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CLAYTON, WILLIAMS + SHERWOOD INVESTMENTS
23551
TREVOR DALLAS
5704431
CWS INVESTMENTS
23551
TREVOR DALLAS
5704431
CWS INVESTMENTS
23551
TREVOR DALLAS
5704431
CWS INVESTMENTS
23551
TREVOR DALLAS
5704431
CWS INVESTMENTS
23551
TREVOR DALLAS
5704431
CWS INVESTMENTS
23551
TREVOR DALLAS
5704431
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2016-02-24
D/A
$0.00
Yes
$0.00
Yes
2016-02-09
D/A
$0.00
Yes
$0.00
Yes
2016-01-19
D
$0.00
Yes
$0.00
Yes
2016-01-19
D
$0.00
Yes
$0.00
Yes
2016-01-19
D
$0.00
Yes
$0.00
Yes
2015-06-12
D
$0.00
Yes
$0.00
Yes
2014-11-24
D
$0.00
Yes
$0.00
Yes
2014-03-14
D
$0.00
Yes
$0.00
No
2013-06-13
D
$0.00
Yes
$0.00
Yes
2012-12-10
D
$10,000.00
Yes
$10,000.00
Yes
2011-01-12
D/A
$300,000.00
Yes
$100,000.00
Yes
2010-02-03
D
$300,000.00
Yes
$100,000.00
Yes