Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

MORGAN STANLEY
149777
WILLIAM ROGERS
5680731
MORGAN STANLEY
149777
WILLIAM FRANKLIN ROGERS
5680731
MORGAN STANLEY
149777
WILLIAM ROGERS
5680731
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2024-08-13
D/A
$3,549,469.00
Yes
$0.00
No
2024-08-13
D/A
$3,549,469.00
Yes
$0.00
No
2024-07-30
D/A
$3,549,469.00
Yes
$0.00
No
2024-07-30
D/A
$3,549,469.00
Yes
$0.00
No
2024-07-22
D/A
$3,549,469.00
Yes
$0.00
No
2024-07-22
D/A
$3,549,469.00
Yes
$0.00
No
2024-07-01
D/A
$3,549,469.00
Yes
$0.00
No
2024-07-01
D/A
$3,549,469.00
Yes
$0.00
No
2022-04-26
D/A
$3,612,478.00
Yes
$0.00
No
2021-11-18
D/A
$3,061,240.00
Yes
$0.00
No
2021-11-10
D
$3,061,240.00
Yes
$0.00
No