Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ANDREW JAMES PREHMUS
5637824
THE STRATEGIC FINANCIAL ALLIANCE, INC.
126514
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2020-01-08
D
$855,680.00
No
$0.00
No
SELLING COMMISSIONS: $457,520; DUE DILIGENCE FEES: $99,540; MARKETING ALLOWANCES: $132,720; MANAGING BROKER FEE: $165,900
2019-12-19
D
$1,072,500.00
No
$0.00
No
INCLUSIVE OF SELLING COMMISSIONS ($577,500), DUE DILIGENCE FEES ($123,750), MARKETING ALLOWANCES ($165,000) AND MANAGING BROKER DEALER FEES $206,250)