Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
4G FINANCIAL
15904
DIRK WILLIAMS
5634525
4G FINANCIAL INC
15904
DIRK WILLIAMS
5634525
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$270,000.00
Yes
$0.00
No
JOINT VENTURE INTERESTS WILL ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE PAID COMMISSION OR COMPENSATION IN CONNECTION WITH THE SALES.
D
$135,000.00
Yes
$0.00
No
JOINT VENTURE INTERESTS WILL ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE PAID COMMISSION OR COMPENSATION IN CONNECTION WITH THE SALES.
D
$288,000.00
Yes
$0.00
No
THIS IS THE MAXIMUM AMOUNT OF COMMISSION THE BROKER-DEALER MAY RECEIVE. INTERESTS MAY ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL RECEIVED NO COMPENSATION NOR COMMISSION IN CONNECTION WITH THE SALES.
