Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CAPWEST SECURITIES, INC.
30002
MICHAEL M. TODD
5592059
CAPWEST SECURITIES, INC.
30002
MICHAEL M. TODD
5592059
CAPWEST
30002
MICHAEL TODD
5592059
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2013-04-03
D/A
$3,850,000.00
Yes
$0.00
No
2010-07-12
D/A
$593,256.00
No
$0.00
No
2009-02-25
D
$2,250,000.00
Yes
$0.00
No
INCLUDES SALE COMMISSIONS, MARKETING AND DUE DILIGENCE EXPENSES AND WHOLESALING FEES.
2009-02-03
D/A
$2,250,000.00
Yes
$0.00
No
INCLUDES SALE COMMISSIONS, MARKETING AND DUE DILIGENCE EXPENSES AND WHOLESALING FEES.