Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

MICG INVESTMENT MANAGEMENT, LLC
104028
CHRISTOPHER M. SCHELLIN
5575534
CAPSTONE FINANCIAL GROUP, INC.
133591
CHRISTOPHER M. SCHELLIN
5575534
AMERICAN BEACON PARTNERS, INC.
15791
CHRISTOPHER M. SCHELLIN
5575534
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2011-06-28
D/A
$2,800,000.00
Yes
$0.00
No
2011-01-31
D/A
$2,800,000.00
Yes
$0.00
No
2010-12-01
D/A
$551,600.00
Yes
$0.00
No
2010-09-14
D/A
$660,400.00
No
$0.00
No
2010-07-29
D/A
$2,756,000.00
Yes
$0.00
No
2010-07-29
D/A
$2,800,000.00
Yes
$0.00
No
2010-01-22
D/A
$2,756,000.00
Yes
$0.00
No
2010-01-22
D/A
$1,657,000.00
Yes
$0.00
No
2009-10-16
D/A
$70,000.00
Yes
$0.00
No
2009-08-31
D/A
$70,000.00
Yes
$0.00
No