Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

SILVER PORTAL CAPITAL LLC
114290
CRAIG E. FERNSLER
5558907
CRAIG FERSLER
5558907
SILVER PORTAL CAPITAL LLC
114290
MCDERMOTT INVESTMENT SERVICES, LLC
154926
CRAIG E. FERNSLER
5558907
MCDERMOTT INVESTMENT SERVICES, LLC
154926
CRAIG FERNSLER
5558907
MCDERMOTT INVESTMENT SERVICES, LLC
154926
CRAIG FERNSLER
5558907
MCDERMOTT INVESTMENT SERVICES, LLC
154926
CRAIG E FERNSLER
5558907
MCDERMOTT INVESTMENT SERVICES, LLC
154926
CRAIG E FERNSLER
5558907
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$5,594,129.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE THE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER MANAGER FEES AND PLACEMENT FEES.
D/A
$5,594,129.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE THE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER MANAGER FEES AND PLACEMENT FEES.
D/A
$5,594,129.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE THE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER MANAGER FEES AND PLACEMENT FEES.
D/A
$10,900,000.00
Yes
$0.00
No
D/A
$5,594,129.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE THE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER MANAGER FEES AND PLACEMENT FEES.
D/A
$5,594,129.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE THE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER MANAGER FEES AND PLACEMENT FEES.
D/A
$5,594,129.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE THE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER MANAGER FEES AND PLACEMENT FEES.
D/A
$5,594,129.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE THE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER MANAGER FEES AND PLACEMENT FEES.
D/A
$5,594,129.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE THE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER MANAGER FEES AND PLACEMENT FEES.
D/A
$4,636,463.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE THE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER MANAGER FEES AND PLACEMENT FEES.
D/A
$5,594,129.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE THE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER MANAGER FEES AND PLACEMENT FEES.
D/A
$2,667,898.00
Yes
$0.00
No
D/A
$7,497,396.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE A PLACEMENT FEE OF 0.10% OF THE AGGREGATE PURCHASE PRICE OF THE INTERESTS, AND A $5,000 MONTHLY ADVISORY FEE.
D/A
$3,306,178.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID.
D/A
$3,306,178.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID.
D/A
$3,306,178.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID.
D/A
$3,306,178.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID.
D/A
$3,306,178.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID.
D/A
$10,900,000.00
Yes
$0.00
No
D/A
$3,306,178.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID.
D/A
$3,306,178.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID.
D/A
$3,306,178.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID.
D/A
$3,306,178.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID.
D/A
$3,306,178.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID.
D/A
$6,718,821.00
Yes
$0.00
No
D/A
$5,340,438.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE A PLACEMENT FEE OF 0.10% OF THE AGGREGATE PURCHASE PRICE OF THE INTERESTS, AND A $5,000 MONTHLY ADVISORY FEE.
D/A
$2,553,375.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE A PLACEMENT FEE OF 0.10% OF THE AGGREGATE PURCHASE PRICE OF THE INTERESTS, AND A $5,000 MONTHLY ADVISORY FEE.
D/A
$6,393,878.00
Yes
$0.00
No
D/A
$2,277,395.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE A PLACEMENT FEE OF 0.10% OF THE AGGREGATE PURCHASE PRICE OF THE INTERESTS, AND A $5,000 MONTHLY ADVISORY FEE.
D/A
$2,130,902.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE A PLACEMENT FEE OF 0.10% OF THE AGGREGATE PURCHASE PRICE OF THE INTERESTS, AND A $5,000 MONTHLY ADVISORY FEE.
D/A
$1,337,787.00
Yes
$0.00
No
D/A
$4,263,070.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$4,263,070.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$4,263,070.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$4,263,070.00
Yes
$0.00
No
D/A
$4,263,070.00
Yes
$0.00
No
D/A
$1,337,787.00
Yes
$0.00
No
D/A
$4,263,070.00
Yes
$0.00
No
D/A
$4,263,070.00
Yes
$0.00
No
D/A
$1,637,070.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
D/A
$1,337,787.00
Yes
$0.00
No
D/A
$1,337,787.00
Yes
$0.00
No
D/A
$1,337,787.00
Yes
$0.00
No
D/A
$1,637,070.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
D/A
$1,637,070.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
D/A
$1,637,070.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
D/A
$1,637,070.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
D/A
$1,637,070.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
D/A
$1,637,070.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
D/A
$1,637,070.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
D/A
$1,637,070.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.