Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CALTON + ASSOCIATES, INC.
20999
CARL EDWARDS JR.
5550414
CALTON + ASSOCIATES, INC.
20999
CARL EDWARDS JR.
5550414
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2017-10-05
D/A
$1,062,249.00
Yes
$0.00
No
2017-08-23
D/A
$1,062,249.00
Yes
$0.00
No
2017-07-17
D/A
$4,467,881.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2017-06-09
D/A
$1,062,249.00
Yes
$0.00
No
2016-10-11
D/A
$4,467,881.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2016-08-19
D/A
$4,467,881.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.