Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

J. H. DARBIE + CO., INC.
43520
RYAN GOLD
5509109
OLD CITY SECURITIES LLC
171910
RYAN GOLD
5509109
OLD CITY SECURITIES LLC
171910
RYAN GOLD
5509109
OLD CITY SECURITIES, LLC
171910
RYAN GOLD
5509109
OLD CITY SECURITIES LLC
171910
RYAN GOLD
5509109
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2018-10-10
D
$0.00
No
$0.00
No
2018-10-03
D/A
$0.00
No
$0.00
No
2018-02-06
D/A
$0.00
No
$115,848.00
Yes
2017-10-04
D/A
$0.00
No
$0.00
No
2017-09-12
D/A
$0.00
No
$0.00
No
2015-05-14
D/A
$46,000.00
No
$0.00
No
2015-05-14
D/A
$914,000.00
Yes
$0.00
No
2015-05-14
D/A
$155,700.00
Yes
$0.00
No
2015-05-11
D/A
$0.00
Yes
$0.00
Yes
2014-05-01
D/A
$180,000.00
Yes
$0.00
No
2014-05-01
D/A
$50,000.00
Yes
$0.00
No
2013-05-02
D/A
$50,000.00
Yes
$0.00
No
2013-05-02
D/A
$30,000.00
Yes
$0.00
No