Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

UNITED PLANNERS FINANCIAL
20804
AARON MORRIS
5505406
DFPG INVESTMENTS, INC.
155576
AARON D. MORRIS
5505406
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2018-01-03
D/A
$1,159,274.00
No
$0.00
No
2017-02-14
D
$71,845.00
No
$0.00
No