Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CAMBRIDGE INVESTMENT RESEARCH, INC
39543
ERIK SMITH
5480897
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-07-13
D/A
$25,000,000.00
No
$0.00
No
DEALER MANAGER FEE OF UP TO 2%; SALES COMMISSION OF UP TO 7%; DUE DILIGENCE FEE OF UP TO 0.5%; MARKETING EXPENSE FEE OF UP TO 0.5%.
2026-07-13
D/A
$25,000,000.00
No
$0.00
No
DEALER MANAGER FEE OF UP TO 2%; SALES COMMISSION OF UP TO 7%; DUE DILIGENCE FEE OF UP TO 0.5%; MARKETING EXPENSE FEE OF UP TO 0.5%.
2025-07-03
D/A
$25,000,000.00
Yes
$0.00
No
DEALER MANAGER FEE OF UP TO 2%; SALES COMMISSION OF UP TO 7%; DUE DILIGENCE FEE OF UP TO 0.5%; MARKETING EXPENSE FEE OF UP TO 0.5%