Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ALLIANCE AFFILIATED EQUITIES CORPORATION
23928
MARSHALL H. DEAN
5477075
ALLIANCE AFFILIATED EQUITIES CORPORATION
23928
MARSHALL H. DEAN III
5477075
ALLIANCE AFFILIATED EQUITIES CORP
23928
MARSHALL DEAN III
5477075
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2014-07-21
D/A
$1,811,250.00
Yes
$0.00
No
ESTIMATE IS BASED ON $24,150,000 IN TOTAL SALES
2014-02-27
D/A
$2,700,000.00
Yes
$0.00
No
ESTIMATE IS BASED ON $30,000,000 IN TOTAL SALES
2014-01-24
D/A
$1,176,905.00
No
$0.00
No
2013-12-30
D/A
$2,250,000.00
Yes
$0.00
No
ESTIMATE IS BASED ON $25,000,000 IN TOTAL SALES
2013-11-15
D/A
$1,875,000.00
Yes
$0.00
No
ESTIMATE IS BASED ON $25,000,000 IN TOTAL SALES
2013-05-15
D/A
$387,450.00
Yes
$0.00
No
2013-05-01
D/A
$335,700.00
Yes
$0.00
No
2013-04-30
D/A
$335,700.00
Yes
$0.00
No
2013-02-15
D/A
$614,500.00
Yes
$0.00
No
2012-12-11
D/A
$1,350,000.00
Yes
$0.00
No
2012-12-03
D/A
$1,500,000.00
Yes
$0.00
No