Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

STERN, ADAM M.
5473903
WELTON STREET INVESTMENTS LLC
132111
WELTON ST INVESTMENTS
132111
ADAM STERN
5473903
STERN, ADAM M.
5473903
WELTON STREET INVESTMENTS, LLC
132111
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2011-02-16
D/A
$1,630,688.00
Yes
$0.00
No
2010-07-14
D/A
$1,253,674.00
Yes
$0.00
No
2010-01-29
D/A
$1,630,688.00
Yes
$0.00
No
2010-01-27
D/A
$1,630,688.00
Yes
$0.00
No
2010-01-04
D/A
$1,630,688.00
Yes
$0.00
No
2009-12-29
D/A
$1,630,688.00
Yes
$0.00
No
2009-12-11
D/A
$1,630,688.00
Yes
$0.00
No
2009-12-02
D/A
$1,630,688.00
Yes
$0.00
No
2009-11-10
D/A
$1,630,688.00
Yes
$0.00
No
2009-11-03
D/A
$1,630,688.00
Yes
$0.00
No
2009-10-19
D/A
$1,630,688.00
Yes
$0.00
No
2009-09-21
D/A
$1,630,688.00
Yes
$0.00
No
2009-08-25
D/A
$1,630,688.00
Yes
$0.00
No
2009-08-11
D/A
$1,630,688.00
Yes
$0.00
No
2009-07-31
D/A
$1,630,688.00
Yes
$0.00
No
2009-07-21
D/A
$1,630,688.00
Yes
$0.00
No
2009-05-28
D/A
$1,630,688.00
Yes
$0.00
No
2009-05-14
D/A
$1,630,688.00
Yes
$0.00
No
2009-05-07
D/A
$1,630,688.00
Yes
$0.00
No
2009-04-29
D/A
$1,630,688.00
Yes
$0.00
No
2009-04-21
D/A
$1,630,688.00
Yes
$0.00
No
2009-04-09
D/A
$1,630,688.00
Yes
$0.00
No