Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ADVANCED EQUITIES INC.
35545
RICK POST
5469061
ADVANCED EQUITIES INC.
35545
RICK POST
5469061
ADVANCED EQUITIES INC.
35545
RICK POST
5469061
ADVANCED EQUITIES, INC.
35545
RICK POST
5469061
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2012-06-28
D
$162,661.00
No
$0.00
No
2012-04-05
D/A
$82,982.00
No
$0.00
No
2012-03-28
D/A
$17,758.00
No
$0.00
No
2012-03-23
D
$13,258.00
No
$0.00
No
2012-01-06
D/A
$1,258,355.00
No
$0.00
No
2011-12-30
D/A
$293,403.00
No
$0.00
No
2011-12-23
D/A
$279,507.00
No
$0.00
No
2011-12-05
D/A
$1,042,681.00
No
$0.00
No
2011-11-29
D/A
$260,227.00
No
$0.00
No
2011-11-29
D/A
$1,034,505.00
No
$0.00
No
2011-11-21
D/A
$248,312.00
No
$0.00
No
2011-11-04
D/A
$217,265.00
No
$0.00
No
2011-10-31
D/A
$873,890.00
No
$0.00
No
2011-10-31
D/A
$205,057.00
No
$0.00
No
2011-10-21
D/A
$602,991.00
No
$0.00
No
2011-10-17
D/A
$544,463.00
No
$0.00
No
2011-09-16
D/A
$418,537.00
No
$0.00
No
2011-08-22
D/A
$220,910.00
No
$0.00
No
2011-08-03
D/A
$115,835.00
No
$0.00
No
2011-08-01
D/A
$162,546.00
No
$0.00
No
2011-07-26
D
$121,057.00
No
$0.00
No
2011-07-12
D/A
$152,432.00
No
$0.00
No
2011-07-07
D/A
$152,432.00
No
$0.00
No
2011-07-07
D/A
$101,838.00
No
$0.00
No
2011-05-31
D
$74,397.00
No
$0.00
No
2011-04-19
D/A
$59,617.00
No
$0.00
No
2011-01-25
D/A
$1,026,016.00
No
$0.00
No
2010-03-16
D/A
$1,432,329.00
Yes
$0.00
No
2009-12-21
D/A
$341,960.00
Yes
$0.00
No
2009-11-05
D/A
$294,229.00
Yes
$0.00
No
2009-10-26
D/A
$256,093.00
Yes
$0.00
No
2009-10-16
D/A
$152,144.00
Yes
$0.00
No
2009-07-08
D
$224,443.00
Yes
$0.00
No