Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

PACIFIC WEST SECURITIES
6390
NEAL M. WOODARD
5461016
Companies
Company Name
CRE STRATEGIC OPPORTUNITY FUND
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2011-10-07
D/A
$2,625,000.00
Yes
$0.00
No
2011-06-08
D/A
$2,625,000.00
Yes
$0.00
No
2011-05-17
D/A
$2,625,000.00
Yes
$0.00
No
2011-05-03
D/A
$2,625,000.00
Yes
$0.00
No
2011-04-12
D/A
$2,625,000.00
Yes
$0.00
No
2011-03-23
D/A
$2,625,000.00
Yes
$0.00
No
2011-01-21
D/A
$2,625,000.00
Yes
$0.00
No
2010-11-17
D/A
$2,625,000.00
Yes
$0.00
No
2010-09-28
D/A
$2,625,000.00
Yes
$0.00
No
2010-09-03
D/A
$2,625,000.00
Yes
$0.00
No
2010-08-24
D/A
$2,625,000.00
Yes
$0.00
No
2010-07-01
D/A
$2,625,000.00
Yes
$0.00
No
2010-06-18
D/A
$2,625,000.00
Yes
$0.00
No
2010-06-14
D/A
$2,625,000.00
Yes
$0.00
No
2010-06-03
D/A
$2,625,000.00
Yes
$0.00
No
2010-05-19
D/A
$2,625,000.00
Yes
$0.00
No
2010-04-28
D/A
$2,625,000.00
Yes
$0.00
No