Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
4G FINANCIAL
15904
MATTHEW NICHOLAS
5440814
4G FINANCIAL INC
15904
MATTHEW R. NICHOLAS
5440814
4G FINANCIAL INC
15904
MATT NICHOLAS
5440814
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$270,000.00
Yes
$0.00
No
JOINT VENTURE INTERESTS WILL ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE PAID COMMISSION OR COMPENSATION IN CONNECTION WITH THE SALES.
D
$135,000.00
Yes
$0.00
No
JOINT VENTURE INTERESTS WILL ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL NOT BE PAID COMMISSION OR COMPENSATION IN CONNECTION WITH THE SALES.
D
$288,000.00
Yes
$0.00
No
THIS IS THE MAXIMUM AMOUNT OF COMMISSION THE BROKER-DEALER MAY RECEIVE. INTERESTS MAY ALSO BE SOLD BY OFFICERS OF THE ISSUER WHO WILL RECEIVED NO COMPENSATION NOR COMMISSION IN CONNECTION WITH THE SALES.
D
$600,000.00
No
$0.00
No
THIS IS THE MAXIMUM AMOUNT OF SALES COMMISSION TO BE PAID IF ALL OF THE JOINT VENTURE INTERESTS ARE SOLD.
D
$281,250.00
Yes
$0.00
No
THIS IS THE MAXIMUM AMOUNT OF SALES COMMISSION THAT MAY BE PAID TO THE BROKER-DEALER. OFFICERS OF THE ISSUER MAY ALSO MAKE SALES, HOWEVER THEY WILL NOT BE PAID ANY COMMISSIONS NOR COMPENSATION IN CONNECTION WITH THOSE SALES.
