Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

SIGNET SECURITIES, LLC
154198
AZURE ERICKSON
5419735
UMERGENCE, LLC
284368
AZURE ERICKSON
5419735
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-03-04
D/A
$84,000.00
Yes
$0.00
No
2024-09-18
D/A
$84,000.00
Yes
$0.00
No
2024-06-26
D/A
$268,228.00
Yes
$0.00
No
2023-10-19
D
$84,000.00
Yes
$0.00
No
2023-07-28
D/A
$65,352.00
Yes
$0.00
No
2023-06-27
D
$65,352.00
Yes
$0.00
No
2023-05-30
D
$28,560.00
No
$0.00
No
2022-08-19
D
$85,747.00
No
$0.00
No
2022-07-25
D
$95,928.00
Yes
$0.00
No
2022-06-23
D
$244,440.00
Yes
$0.00
No