Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

GENTEM CAPITAL, LLC
117028
JOSEPH JAMES GELET SR.
5389183
OLD CITY SECURITIES LLC
171910
JOSEPH GELET
5389183
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-01-08
D
$410,959.00
No
$0.00
No
2020-12-11
D/A
$6,000,000.00
Yes
$0.00
No
REPRESENTS MAXIMUM POSSIBLE COMMISSIONS. COMMISSION OF 10% WILL BE PAID ON SALES MADE THROUGH BROKER-DEALER(S). THE ISSUER PLANS TO MAKE AN INDETERMINATE NUMBER OF SALES DIRECTLY, FOR WHICH NO COMMISSIONS WILL BE PAID.
2020-01-31
D/A
$10,000.00
Yes
$0.00
No
COMMISSION OF 10% PAID TO ONE BROKER-DEALER FIRM FOR TWO TRANSACTIONS AGGREGATING $100,000 IN SALES.