Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ROTH CAPITAL PARTNERS, LLC
15407
BEN M. HEALY
5361138
Companies
Company Name
REAL GOODS SOLAR, INC.
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2016-04-14
D
$605,000.00
No
$0.00
No
SALES COMMISSION REPRESENTS MAXIMUM AMOUNT POSSIBLE AND INCLUDES AN EXPENSE REIMBURSEMENT OF $25,000. DOES NOT INCLUDE A WARRANT TO PURCHASE UP TO 846,508 SHARES OF CLASS A COMMON STOCK.