Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

GROWTH CAPITAL SERVICES
124658
ROB STEINER
5341764
GROWTH CAPITAL SERVICES
124658
ROBERT STEINER
5341764
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2016-03-04
D/A
$310,656.00
Yes
$0.00
No
FEES PAID FOR LIFE OF FUND (ESTIMATE)
2016-03-04
D/A
$1,446,708.00
Yes
$0.00
No
FEES PAID FOR THE LIFE OF THE FUND (ESTIMATE)
2015-03-31
D/A
$310,380.00
Yes
$0.00
No
FEES PAID FOR LIFE OF FUND (ESTIMATE)
2015-03-31
D/A
$1,442,305.00
Yes
$0.00
No
FEES PAID FOR THE LIFE OF THE FUND (ESTIMATE)
2014-04-01
D/A
$308,177.00
Yes
$0.00
No
FEES PAID FOR LIFE OF FUND (ESTIMATE)
2014-04-01
D/A
$1,436,896.00
Yes
$0.00
No
FEES PAID FOR THE LIFE OF THE FUND (ESTIMATE)
2013-04-29
D/A
$307,190.00
Yes
$0.00
No
FEES PAID FOR LIFE OF FUND (ESTIMATE)
2013-04-29
D/A
$1,410,418.00
Yes
$0.00
No
FEES PAID FOR THE LIFE OF THE FUND (ESTIMATE)
2012-06-20
D/A
$1,279,087.00
Yes
$0.00
No
FEES PAID FOR THE LIFE OF THE FUND (ESTIMATE)
2012-05-04
D/A
$234,741.00
Yes
$0.00
No
FEES PAID FOR LIFE OF FUND (ESTIMATE)
2012-05-04
D/A
$1,279,087.00
Yes
$0.00
No
FEES PAID FOR THE LIFE OF THE FUND (ESTIMATE)
2011-05-09
D/A
$230,027.00
Yes
$0.00
No
FEES PAID FOR LIFE OF FUND (ESTIMATE)
2011-05-09
D/A
$1,237,245.00
Yes
$0.00
No
FEES PAID FOR THE LIFE OF THE FUND (ESTIMATE)
2010-07-16
D/A
$13,039.00
Yes
$0.00
No
2010-06-29
D/A
$226,000.00
Yes
$0.00
No
FEES PAID FOR LIFE OF FUND (ESTIMATE)
2010-06-29
D/A
$1,195,200.00
Yes
$0.00
No
FEES PAID FOR THE LIFE OF THE FUND (ESTIMATE)