Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

IROQUOIS CAPITAL ADVISORS, LLC
145235
WILLIAM MCGUGIN
5322620
WILLIAM A. MCGUGIN
5322620
IROQUOIS CAPITAL ADVISORS, LLC
145235
WILLIAM A. MC GUGIN
5322620
IROQUOIS CAPITAL ADVISORS, LLC
145225
IROQUOIS CAPITAL ADVISORS, LLC
145235
WILLIAM A. MCGUGIN
5322620
IROQUOIS CAPITAL ADVISORS, LLC
145235
WILLIAM A. MCGUGIN
5322620
IROQUOIS CAPITAL ADVISORS, LLC
145235
WILLIAM MCGUGIN
5322620
IROQUOIS CAPITAL ADVISORS, LLC
145235
WILLIAM MCGUGIN
5322620
IROQUOIS CAPITAL ADVISORS, LLC
145235
WILLIAM A. MCGUGIN
5322620
IROQUOIS CAPITAL ADVISORS, LLC
145235
WILLIAM MCGUGIN
5322620
IROQUOIS CAPITAL ADVISORS, LLC
145235
IROQUOIS CAPITAL ADVISORS, LLC
5322620
WILLIAM APPLEGARTH MCGUGIN
5322620
IROQUOIS CAPITAL ADVISORS, LLC
145235
WILLIAM APPLEGARTH MCGUGIN
5322620
IROQUIS CAPITAL ADVISORS, LLC
145235
WILLIAM MCGUGIN
5322620
IROQUOIS CAPITAL ADVISORS, LLC
145235
WILLIAM APPLEGARTH MCGUGIN
5322620
IROQUOIS CAPITAL ADVISORS, LLC
145235
IROQUOIS CAPITAL ADVISORS, LLC
145235
WILLIAM MCGUGIN
5322620
ICA, LLC
145235
WILLIAM A. MCGUGIN
5322620
ICA, LLC
145235
WILLIAM A. MCGUGIN
5322620
ICA, LLC
145235
WILLIAM A. MCGUGIN
5322620
WILLIAM A. MCGUGIN
5322620
ICA, LLC
145235
WILLIAM A. MCGUGIN
5322620
ICA, LLC
145235
WILLIAM MCGUGIN
5322620
IROQUOIS CAPITAL ADVISORS, LLC
145235
People
Name
MANAGER COVENTRY REAL ESTATE FUND III-A, L.P.
BRUCE BRICKMAN
RODERICK O-CONNOR
KATHLEEN CORTON
VICTORIA STIGLIANESE
QUENTIN W. KUHRAU
JOHN LAMB
JONAS SYLVESTER
DAVID LAIRD
JIM ROCK
LYNN ABULHOSN
THOMAS D. MCCARTHY
MAURY TOGNARELLI
HOWARD J. EDELMAN
LEWIS INGALL
MARY LUDGIN
JOHN CLEMENT
NANCYE ABBOTT
KAREN HORSTMANN
PAL MARCUSSEN
GREGORY HILL
JOEL REDMON
DAVID J. REILLY
THOMAS G. DUDECK
C.J. KARBOWICZ
GRAHAM J. BOND
MICHAEL H. GATELY
ANTHONTY J. PIERSON
ANDREW L. WILLIAMS
DAVID POLITANO
DONALD SVOBODA
ROBERT MERCK
MARK WILSMANN
LOU KRUK
KEVIN WENZEL
RICHARD MCLEMORE
SCOTT HIRSCH
BILL MARKEY
ANTHONY J. PIERSON
ANDREW C. WILLIAMS
GEORGE G. HICKS
MARCIA L. PAGE
JEREMY D. HEDBERG
RICK J. NOEL
ANDREW P. LENK
ILFRYN C. CARSTAIRS
ALI M. HAROON
BRADLEY P. BAUER
MAURY R. TOGNARELLI
LEWIS S. INGALL
MARY K. LUDGIN
JOHN A. CLEMENT
R. STEVEN TAYLOR
ANTHONY BALESTRIERI
WILLIAM D. ANDERSON
MARK H. WILSMANN
KATHRYN CAMPBELL
MICHAEL YICK
CHUCK DAVIS
KURT DAY
EDWARD TURNER
JACQUELINE DENNING
JENNIFER GARULLE
DEEPA KHOSLA
LOUIS KRUK
DUHEE LEE
MICHELE L. MITCHELL
STEPHEN OESS
MATTHEW W. SHARPLES
CHRISTOPHER N. MERRILL
STEPHEN M. GORDON
CHRISTOPHER N MERRILL
STEPHEN M GORDON
MICHAEL BYRNE
JONATHAN MARTIN
NEAL SHARMA
[N/A] AEW EHF REIT HOLDINGS, LP
[N/A] AEW EHF RH GP, LLC
[N/A] AEW ESSENTIAL HOUSING FUND, LP
[N/A] AEW EHF GP, LLC
JAMES FINNEGAN
ANTHONY C. CROOKS
WILLIAM MARKEY
SARA QUEEN
ADAM RUGGIERO
KEITH D HALL
PETER MCMILLAN III
BENEDICT AITKENHEAD
MICHAEL GOUGH
MICHAEL BENDER
JEFFREY ANSTIS
CURTIS J. PERRY
KENNETH E. DAVIS
CHRISTOPHER TORIE
ZENNIE W. LYNCH, JR.
SUZANNE LONG
JOHN ROCHE
CHRIS REED
MIKE MAKINEN
SAMUEL WALSH
DAVID ELLIOTT
JOHN PIERSON
NATALIE BROWN
ALASDAIR CRIPPS
KEVIN PRICE
JESSE KEIG
KETAN SHAH
DAVID A. SMOLEN
SUB-GP, LLC METLIFE CLAL
BRIAN TAGUE
SHIRLEY CHENG
MANAGER LLC MIM INTERSECT
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2024-06-06
D
$25,000.00
No
$0.00
No
2024-02-23
D
$30,150.00
No
$0.00
No
AMOUNT DISCLOSED MAY INCLUDE A ONE-TIME PLACEMENT FEE, ANNUAL ADMINISTRATIVE SERVICE FEE, AND OTHER ADMINISTRATIVE EXPENSES.
2024-01-29
D
$41,150.00
No
$0.00
No
AMOUNT DISCLOSED INCLUDES A ONE-TIME PLACEMENT FEE, ANNUAL ADMINISTRATIVE SERVICE FEE AND ADMINISTRATIVE EXPENSES.
2024-01-26
D
$6,250.00
Yes
$0.00
Yes
THE SALES COMMISSION PAYABLE TO ICA, LLC IS 5% OF THE TOTAL CAPITAL RAISED.
2024-01-26
D
$41,400.00
No
$0.00
No
AMOUNT DISCLOSED INCLUDES ONE-TIME PLACEMENT FEE, ANNUAL ADMINISTRATIVE SERVICE FEE AND ADMINISTRATIVE EXPENSES.
2023-08-08
D
$18,000.00
No
$0.00
No
2022-12-29
D
$6,050.00
No
$0.00
No
2022-12-27
D
$6,250.00
No
$0.00
No
2022-10-04
D
$3,125.00
Yes
$0.00
Yes
2022-08-02
D
$3,125.00
No
$0.00
No
2022-02-10
D
$3,125.00
Yes
$0.00
No
2022-02-10
D
$3,125.00
Yes
$0.00
No
2022-02-10
D
$3,125.00
Yes
$0.00
No
2022-01-28
D
$6,250.00
No
$0.00
No
2021-12-29
D
$12,500.00
No
$0.00
No
2021-12-29
D
$12,500.00
Yes
$0.00
No
2021-12-29
D
$12,500.00
Yes
$0.00
No
2021-10-12
D
$3,125.00
Yes
$0.00
No
2021-10-06
D
$12,500.00
Yes
$0.00
No
2021-10-06
D
$12,500.00
Yes
$0.00
No
2021-04-26
D
$12,500.00
Yes
$0.00
No
2021-04-26
D
$12,500.00
Yes
$0.00
No
2021-04-26
D
$12,500.00
Yes
$0.00
No
2021-04-26
D
$12,500.00
Yes
$0.00
No
2017-01-05
D
$6,250.00
Yes
$0.00
No
2015-01-06
D
$6,250.00
No
$0.00
No
2014-12-23
D
$6,250.00
Yes
$0.00
No
2014-10-16
D
$6,250.00
Yes
$0.00
No
2014-04-08
D
$6,250.00
Yes
$0.00
No
2014-04-08
D
$6,250.00
Yes
$0.00
No
2014-04-02
D
$6,250.00
No
$0.00
No
2014-02-12
D
$6,150.00
Yes
$0.00
No
2014-02-12
D
$6,150.00
Yes
$0.00
No
2014-02-11
D
$6,150.00
Yes
$0.00
No
2014-01-06
D
$6,250.00
No
$0.00
No
2014-01-06
D
$6,250.00
No
$0.00
No
2013-12-31
D
$18,500.00
No
$0.00
No
2011-02-14
D/A
$6,250.00
No
$0.00
No
2011-02-08
D
$6,250.00
No
$0.00
No
2010-02-03
D
$5,500.00
Yes
$0.00
No