Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

MICHAEL DAVID WALL
5309868
U.S. PRIVATE WEALTH, LLC
167288
U.S. PRIVATE WEALTH, LLC
167288
MICHAEL WALL
5309868
U. S. PRIVATE WEALTH, LLC
167288
MICHAEL DAVID WALL
5309868
MICHAEL WALL
5309868
U.S. PRIVATE WEALTH, LLC
167288
U.S. PRIVATE WEALTH, LLC
167288
MICHAEL D. WALL
5309868
U.S. PRIVATE WEALTH, LLC
167288
MICHAEL WALL
5309868
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2024-12-16
D
$0.00
No
$0.00
No
2024-11-01
D
$1,030,000.00
Yes
$0.00
No
PLACEMENT FEES ASSOCIATED WITH THE OFFERING WILL NOT EXCEED 10% OF THE GROSS OFFERING PROCEEDS FOR THE SALE OF INTERESTS IN THE ISSUER.
2022-01-10
D
$1,644,687.00
No
$0.00
No
INCLUSIVE OF $869,960 SELLING COMMISSIONS; $255,493.06 DUE DILIGENCE FEE; $231,821.89 MARKETING/WHOLESALE FEE; AND $287,412.47 BROKER/DEALER FEE.
2021-12-21
D
$335,370.00
No
$0.00
No
2021-11-10
D/A
$301,560.00
No
$0.00
No
2021-11-01
D
$301,560.00
No
$0.00
No
2020-12-02
D
$525,980.00
No
$0.00
No