Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
ADVANCED EQUITIES INC.
35545
KEVIN BARRETT
5241590
ADVANCED EQUITIES INC.
35545
KEVIN BARRETT
5241590
ADVANCED EQUITIES INC.
35545
KEVIN BARRETT
5241590
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$0.00
No
$0.00
No
AS OF 4/21/2010, ADVANCED EQUITIES INC. WILL BE PAID $285,350.62 AND FIRST ALLIED SECURITIES INC. WILL BE PAID $58,288.00 BY THE SELLERS OF THE EQUITY SECURITIES BEING PURCHASED BY AEI WIRELESS III, LLC.
D/A
$0.00
No
$0.00
No
AS OF 3/15/2010, ADVANCED EQUITIES INC. WILL BE PAID $211,837.81 AND FIRST ALLIED SECURITIES INC. WILL BE PAID $67,731.15 BY THE SELLERS OF THE EQUITY SECURITIES BEING PURCHASED BY AEI WIRELESS III, LLC.
D
$0.00
No
$0.00
No
AS OF 2/18/2010, ADVANCED EQUITIES INC. WILL BE PAID $167,788.50 AND FIRST ALLIED SECURITIES INC. WILL BE PAID $42,928.00 BY THE SELLERS OF THE EQUITY SECURITIES BEING PURCHASED BY AEI WIRELESS III, LLC.
D/A
$0.00
No
$0.00
No
AS OF 1/6/2010, ADVANCED EQUITIES, INC., WILL BE PAID $269,781.40 AND FIRST ALLIED SECURITIES, INC., WILL BE PAID $324,091.47, BY THE SELLERS OF THE EQUITY SECURITIES BEING PURCHASED BY AEI WIRELESS, LLC.
D/A
$0.00
No
$0.00
No
AS OF 1/5/2010, ADVANCED EQUITIES, INC. WILL BE PAID $812,084.12 AND FIRST ALLIED SECURITIES, INC. WILL BE PAID $300,000.00, BY THE SELLERS OF THE EQUITY SECURITIES BEING PURCHASED BY AEI WIRELESS, LLC.
D/A
$0.00
No
$0.00
No
AS OF 12/11/2009, ADVANCED EQUITIES, INC., WILL BE PAID $247,529.34 AND FIRST ALLIED SECURITIES, INC., WILL BE PAID $329,724.54, BY THE SELLERS OF THE EQUITY SECURITIES BEING PURCHASED BY AEI WIRELESS, LLC.
