Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

M HOLDINGS SECURITIES, INC.
43285
STEPHEN MUMFORD
5214858
People
Name
SEAN MAHER
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2016-09-07
D
$160,000.00
No
$0.00
No
2013-11-20
D
$100,000.00
Yes
$0.00
No
SALES COMMISSION EQUALS 1% OF TOTAL AMOUNT SOLD. WILL NOT EXCEED $100,000.