Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ADVANCED EQUITIES INC.
35545
ROBERT GRIMES
5213268
ADVANCED EQUITIES INC
35545
ROBERT GRIMES
5213268
ADVANCED EQUITIES, INC.
35545
ROBERT GRIMES
5213268
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2012-01-06
D/A
$1,258,355.00
No
$0.00
No
2011-12-05
D/A
$1,042,681.00
No
$0.00
No
2011-11-29
D/A
$1,034,505.00
No
$0.00
No
2011-10-31
D/A
$873,890.00
No
$0.00
No
2011-10-21
D/A
$602,991.00
No
$0.00
No
2011-10-17
D/A
$544,463.00
No
$0.00
No
2011-09-16
D/A
$418,537.00
No
$0.00
No
2011-08-22
D/A
$220,910.00
No
$0.00
No
2011-08-03
D/A
$115,835.00
No
$0.00
No
2011-08-01
D/A
$162,546.00
No
$0.00
No
2011-07-26
D
$121,057.00
No
$0.00
No
2010-06-14
D/A
$574,658.00
No
$0.00
No
2010-06-08
D/A
$552,739.00
No
$0.00
No
2009-09-02
D/A
$358,898.00
Yes
$0.00
No
2009-08-24
D/A
$25,125.00
Yes
$0.00
No
2009-06-19
D/A
$22,811.00
Yes
$0.00
No