Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

TRIAD ADVISORS INC.
25803
ANGELA MULLIS BENDER
5208180
TRIAD ADVISORS LLC
25803
ANGELA MULLIS BENDER
5208180
TRIAD ADVISORS LLC
25803
ANGELA MULLIS BENDER
5208180
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2020-03-10
D/A
$2,926,875.00
Yes
$0.00
No
2020-03-10
D/A
$2,926,875.00
Yes
$0.00
No
2019-02-14
D/A
$4,216,363.00
Yes
$0.00
No
2019-01-31
D/A
$4,216,363.00
Yes
$0.00
No
2017-11-17
D/A
$10,000,000.00
Yes
$0.00
No
DEALER-MANAGER FEE - 2%; SALES COMMISSION - UP TO 7%; DUE DILIGENCE FEE - 0.5%; MARKETING EXPENSE FEE - 0.5%. 2% OF FEES AND COMMISSIONS WILL BE PAID BY SPONSOR.