Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

HERITAGE FINANCIAL
133019
TODD CONDIFF
5193760
1792 SECURITIES, LLC
146048
TODD CONDIFF
5193760
EMERSON EQUITY LLC
130032
TODD CONDIFF
5193760
EMERSON EQUITY LLC
130032
TODD CONDIFF
5193760
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2020-12-15
D
$2,489,912.00
Yes
$0.00
No
TOTAL COMMISSIONS THAT WILL BE PAID IF ALL SECURITIES ARE SOLD AND ALL COMMISSIONS PAID.
2017-04-12
D
$848,500.00
Yes
$0.00
No
THIS RESPONSE IS BASED UPON THE ASSUMPTION THAT THE FULL AMOUNT OF POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID
2013-01-18
D/A
$436,950.00
Yes
$0.00
Yes
2012-01-04
D
$679,050.00
Yes
$0.00
Yes
2011-01-07
D/A
$892,710.00
Yes
$0.00
Yes