Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FINTECH CLEARING, LLC
134742
KEITH C. MOORE
5191450
KEITH CHARLES MOORE
5191450
BOUSTEAD SECURITIES, LLC
141391
BOUSTEAD SECURITIES LLC
141391
KEITH CHARLES MOORE
5191450
BOUSTEAD SECURITIES, LLC
141391
KEITH MOORE
5191450
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2021-09-13
D
$0.00
No
$70,000.00
Yes
2020-08-28
D
$90,000.00
No
$0.00
No
2019-07-16
D
$52,000.00
Yes
$0.00
No
*REFLECTS THE 10% CASH COMMISSION CALCULATED BASED ON THE AMOUNT SOLD THUS FAR AND DOES NOT INCLUDE A WARRANT EQUAL TO 10% OF COMMON STOCK SOLD IN THE OFFERING.
2017-12-14
D/A
$2,751,023.00
Yes
$0.00
No
2017-11-22
D/A
$2,751,023.00
Yes
$0.00
No
2017-11-03
D/A
$2,751,023.00
Yes
$0.00
No
2017-10-18
D/A
$2,751,023.00
Yes
$0.00
No
2017-09-28
D/A
$2,751,023.00
Yes
$0.00
No
2017-09-20
D/A
$2,751,023.00
Yes
$0.00
No