Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

GROWTH CAPITAL SERVICES INC
124658
CHRISTOPHER D. WHATLEY
5175811
GROWTH CAPITAL SERVICES INC.
124658
CHRISTOPHER D. WHATLEY
5175811
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2019-08-14
D/A
$0.00
Yes
$0.00
No
2019-02-13
D/A
$2,975,735.00
Yes
$0.00
No
2018-02-27
D/A
$2,975,735.00
Yes
$0.00
No
2017-03-09
D/A
$2,958,644.00
Yes
$0.00
No
2016-03-15
D/A
$2,602,527.00
Yes
$0.00
No
2015-04-01
D/A
$2,246,452.00
Yes
$0.00
No
2014-04-04
D/A
$1,890,373.00
Yes
$0.00
No
2013-04-29
D/A
$1,431,262.00
Yes
$0.00
No
2012-05-01
D/A
$40,985.00
Yes
$0.00
No
2012-05-01
D/A
$1,111,809.00
Yes
$0.00
No
2011-10-20
D/A
$30,741.00
Yes
$0.00
No
2011-10-20
D/A
$843,624.00
Yes
$0.00
No