Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

SYLVESTER PUSIRI
5170193
EMERSON EQUITY LLC
130032
SYLVESTER PUSIRI
5170193
EMERSON EQUITY, LLC
130032
EMERSON EQUITY LLC
130032
SYLVESTER PUSIRI
5170193
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2023-12-22
D
$1,043,652.00
No
$0.00
No
MANAGING BROKER DEALER FEE: $267,309.14; DUE DILIGENCE FEE: $154,597.50; WHOLESALE AND MARKETING FEE: $213,847.31 SALES COMMISSIONS: $351,050.00 O+E: $56,847.50
2022-01-10
D
$1,644,687.00
No
$0.00
No
INCLUSIVE OF $869,960 SELLING COMMISSIONS; $255,493.06 DUE DILIGENCE FEE; $231,821.89 MARKETING/WHOLESALE FEE; AND $287,412.47 BROKER/DEALER FEE.
2021-11-12
D/A
$489,020.00
No
$0.00
No
2021-07-23
D
$391,020.00
No
$0.00
No