Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

AMERICAN INVESTORS COMPANY
38
GAL G HOREV
5138931
AMERICAN INVESTORS COMPANY
38
GALI G HOREV
5138931
NATIONAL GROUP SERVICES CORP
7569
GALI G. HOREV
5138931
DEMPSEY LORD SMITH, LLC
141238
GALI HOREV
5138931
DEMPSEY LORD SMITH, LLC
141238
GALI HOREV
5138931
DEMPSEY LORD SMITH, LLC
141238
GALI HOREV
5138931
DEMPSEY LORD SMITH, LLC
141238
GALI HOREV
5138931
DEMPSEY LORD SMITH, LLC
141238
GAL GALI HOREV
5138931
DEMPSEY LORD SMITH, LLC
141238
GALI HOREV
5138931
DEMPSEY LORD SMITH
141238
GALI HOREV
5138931
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-02-19
D/A
$953,701.00
Yes
$0.00
No
2026-01-13
D/A
$953,701.00
Yes
$0.00
No
2025-12-02
D/A
$953,701.00
Yes
$0.00
No
2025-11-04
D/A
$953,701.00
Yes
$0.00
No
2025-10-07
D/A
$953,701.00
Yes
$0.00
No
2024-11-05
D/A
$7,500,000.00
Yes
$0.00
No
UP TO TEN PERCENT (10%) OF GROSS PROCEEDS OF THE OFFERING.
2021-10-27
D/A
$1,538,993.00
Yes
$0.00
No
2019-08-30
D/A
$2,084,625.00
Yes
$0.00
No
2019-06-07
D/A
$8,764,665.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2019-05-10
D/A
$2,084,625.00
Yes
$0.00
No
2019-04-16
D/A
$8,764,665.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2019-04-03
D/A
$8,764,665.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2019-04-03
D/A
$2,084,625.00
Yes
$0.00
No
2019-03-20
D/A
$8,764,665.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2019-03-20
D/A
$2,084,625.00
Yes
$0.00
No
2019-03-07
D/A
$8,764,665.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2019-02-20
D/A
$8,764,665.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2019-01-29
D/A
$8,764,665.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2019-01-28
D/A
$2,084,625.00
Yes
$0.00
No
2019-01-16
D/A
$8,764,665.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2019-01-07
D/A
$324,288.00
Yes
$0.00
Yes
2019-01-04
D/A
$8,764,665.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2018-12-21
D/A
$8,764,665.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2018-12-12
D/A
$8,764,665.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2018-11-29
D/A
$8,764,665.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2018-11-14
D/A
$8,764,665.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2018-11-07
D/A
$8,764,665.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2018-10-30
D/A
$8,764,665.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2018-10-25
D/A
$2,084,625.00
Yes
$0.00
No
2018-10-17
D/A
$8,764,665.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2018-10-17
D/A
$2,084,625.00
Yes
$0.00
No
2018-10-11
D/A
$770,000.00
Yes
$0.00
Yes
2018-10-04
D/A
$8,764,665.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2018-09-21
D/A
$8,764,665.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2018-09-12
D/A
$8,764,665.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2018-08-29
D/A
$8,764,665.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2018-08-17
D/A
$770,000.00
Yes
$0.00
Yes
2018-08-16
D/A
$8,764,665.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2018-01-03
D/A
$495,682.00
No
$0.00
No
2017-12-28
D/A
$1,100,000.00
Yes
$0.00
No
2017-07-28
D/A
$1,637,070.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2017-01-06
D/A
$1,637,070.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2016-10-27
D/A
$1,637,070.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2016-10-13
D/A
$1,637,070.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2013-02-25
D/A
$333,590.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE DUE DILIGENCE FEE
2013-01-10
D/A
$330,950.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE DUE DILIGENCE FEE
2012-11-29
D/A
$323,350.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE DUE DILIGENCE FEE
2012-11-27
D/A
$321,750.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE DUE DILIGENCE FEE
2012-11-07
D/A
$312,310.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE DUE DILIGENCE FEE
2012-09-17
D/A
$285,510.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE DUE DILIGENCE FEE
2012-08-14
D/A
$258,310.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE DUE DILIGENCE FEE
2012-07-19
D/A
$235,110.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE DUE DILIGENCE FEE
2012-06-13
D/A
$226,390.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE DUE DILIGENCE FEE
2012-04-24
D/A
$206,470.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE DUE DILIGENCE FEE
2012-04-10
D/A
$204,790.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE DUE DILIGENCE FEE
2012-03-28
D/A
$201,190.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE DUE DILIGENCE FEE
2012-03-06
D/A
$201,190.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE DUE DILIGENCE FEE
2012-02-08
D/A
$199,190.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE DUE DILIGENCE FEE
2011-12-21
D/A
$169,670.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE DUE DILIGENCE FEE
2011-12-06
D/A
$163,270.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE DUE DILIGENCE FEE
2011-11-09
D/A
$158,070.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE DUE DILIGENCE FEE
2011-10-24
D/A
$143,670.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE DUE DILIGENCE FEE
2011-10-06
D/A
$138,950.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE DUE DILIGENCE FEE
2011-09-26
D/A
$122,950.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE DUE DILIGENCE FEE
2011-09-07
D/A
$113,350.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE DUE DILIGENCE FEE
2011-04-29
D/A
$341,760.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DUE DILIGENCE FEE
2011-04-06
D/A
$336,160.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DUE DILIGENCE FEE
2011-03-15
D/A
$330,560.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DUE DILIGENCE FEE
2011-03-07
D/A
$319,760.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DUE DILIGENCE FEE
2011-02-22
D/A
$302,960.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DUE DILIGENCE FEE
2011-02-15
D/A
$292,480.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DUE DILIGENCE FEE