Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

IVP CAPITAL, LLC
104197
OLAF NEUBERT
5121437
TOP CAPITAL ADVISORS, INC.
166881
OLAF NEUBERT
5121437
TOPCAP PARTNERS, INC.
283457
OLAF NEUBERT
5121437
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2019-05-10
D/A
$0.00
No
$630,000.00
Yes
2018-05-10
D/A
$0.00
No
$630,000.00
Yes
2015-10-29
D/A
$0.00
No
$110,000.00
Yes
2011-03-01
D/A
$0.00
No
$0.00
No
NO COMMISSION WAS PAID BY THE ISSUER.