Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

INDEPENDENT FINANCIAL GROUP LLC
7717
DAVID EHRENKROOK
5118558
INDEPENDENT FINANCIAL GROUP, LLC
7717
DAVID EHRENKROOK
5118558
INDEPENDENT FINANCIAL GROUP, LLC
7717
DAVID EHRENKROOK
5118558
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-02-11
D/A
$3,661,529.00
Yes
$0.00
No
2025-02-11
D/A
$3,661,530.00
Yes
$0.00
No
2025-01-27
D/A
$3,661,530.00
Yes
$0.00
No
2025-01-27
D/A
$3,661,529.00
Yes
$0.00
No
2025-01-07
D/A
$3,661,530.00
Yes
$0.00
No
2025-01-07
D/A
$3,661,529.00
Yes
$0.00
No
2024-12-23
D/A
$3,661,529.00
Yes
$0.00
No
2024-12-23
D/A
$3,661,530.00
Yes
$0.00
No
2024-12-17
D/A
$3,306,178.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID.
2024-12-09
D/A
$3,661,529.00
Yes
$0.00
No
2024-12-09
D/A
$3,661,530.00
Yes
$0.00
No
2024-12-04
D/A
$3,306,178.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID.
2024-11-26
D/A
$3,661,529.00
Yes
$0.00
No
2024-11-26
D/A
$3,661,530.00
Yes
$0.00
No
2024-11-12
D/A
$3,661,529.00
Yes
$0.00
No
2024-11-12
D/A
$3,661,530.00
Yes
$0.00
No
2024-10-28
D/A
$3,661,530.00
Yes
$0.00
No
2024-10-28
D/A
$3,661,529.00
Yes
$0.00
No
2024-10-21
D/A
$3,661,529.00
Yes
$0.00
No
2024-10-21
D/A
$3,661,530.00
Yes
$0.00
No
2024-10-16
D/A
$3,661,529.00
Yes
$0.00
No
2024-10-16
D/A
$3,661,530.00
Yes
$0.00
No
2019-07-03
D/A
$2,133,452.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2019-06-21
D/A
$2,133,452.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2016-01-15
D/A
$3,836,725.00
Yes
$0.00
No
AMOUNT INCLUDES SELLING COMMISSIONS, DEALER FEE AND PLACEMENT AGENT FEE.