Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ALTERNATIVE WEALTH STRATEGIES, INC.
130933
ANTONIO A. TADDEO
5110448
ALTERNATIVE WEALTH STRATEGIES, INC.
130933
ANTONIO TADDEO
5110448
ANTONIO TADDEO
5110448
ALTERNATIVE WEALTH STRATEGIES, INC.
130933
ALTERNATIVE WEALTH STRATEGIES, INC.
130933
ANTONIO A. TADDEO
5110448
ALTERNATIVE WEALTH STRATEGIES, INC.
130933
ANTONIO A. TADDEO
5110448
ALTERNATIVE WEALTH STRATEGIES
130933
ANTONIO TADDEO
5110448
NEWPORT COAST SECURITIES
16944
ANTONIO TADDEO
5110448
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2015-03-03
D/A
$1,205,714.00
No
$0.00
No
2011-01-07
D/A
$892,710.00
Yes
$0.00
Yes
2010-11-16
D/A
$1,500,000.00
Yes
$0.00
No
2010-11-16
D/A
$454,207.00
Yes
$0.00
Yes
2010-11-12
D/A
$176,400.00
Yes
$0.00
Yes
2010-09-23
D/A
$6,000,000.00
Yes
$0.00
Yes
2010-08-02
D/A
$6,000,000.00
Yes
$0.00
Yes
2010-07-21
D/A
$1,500,000.00
Yes
$0.00
No
2010-06-14
D/A
$6,000,000.00
Yes
$0.00
Yes
2010-06-04
D/A
$6,000,000.00
Yes
$0.00
Yes
2010-03-18
D/A
$6,000,000.00
Yes
$0.00
Yes
2010-03-03
D
$60,000.00
Yes
$0.00
No
$60,000 IS THE ESTIMATED SELLING COMMISSIONS FOR THE MINIMUM OFFERING AMOUNT OF $1,000,000 WHILE THE ESTIMATED SELLING COMMISSIONS FOR THE MAXIMUM OFFERING AMOUNT OF $75,000,000 IS ESTIMATED TO BE $4,500,000.
2009-12-01
D/A
$6,000,000.00
Yes
$0.00
Yes
2009-01-14
D
$2,975,000.00
No
$0.00
No