Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FORESIDE FUND SERVICES, LLC
46106
LORI PERRO
5105781
FORESIDE FUND SERVICES, LLC
46106
LORI DANESE PERRO
5105781
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2022-04-21
D/A
$5,500,000.00
Yes
$0.00
No
THE ESTIMATE INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
2022-02-14
D/A
$7,500,000.00
Yes
$0.00
No
THE ESTIMATE INCLUDES AMOUNTS WHICH MAY BE PAYABLE OVER THE 10 YEAR LIFE OF THE FUND.
2022-02-08
D/A
$5,500,000.00
Yes
$0.00
No
THE ESTIMATE INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
2021-07-23
D/A
$199,229.00
Yes
$0.00
No
A % OF MANAGEMENT FEES IS PAID TO RAYMOND JAMES + ASSOCIATES, INC.
2021-07-23
D/A
$104,746.00
Yes
$0.00
No
A % OF MANAGEMENT FEES IS PAID TO RAYMOND JAMES + ASSOCIATES, INC.