Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ADVANCED EQUITIES INC.
32455
OWEN SCHNAPER
5097283
ADVANCED EQUITIES INC.
35545
OWEN SCHNAPER
5097283
ADVANCED EQUITIES INC.
35545
OWEN SCHNAPER
5097283
ADVANCED EQUITIES INC.
35545
OWEN SCHNAPER
5097283
ADVANCED EQUITIES INC.
35545
OWEN SCHNAPER
5097283
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-03-01
D/A
$1,029,642.00
No
$0.00
No
2010-02-02
D/A
$377,534.00
No
$0.00
No
2010-01-21
D/A
$184,332.00
No
$0.00
No
2009-08-19
D/A
$1,389,546.00
Yes
$0.00
No
2009-08-10
D/A
$407,587.00
Yes
$0.00
No
2009-08-04
D/A
$902,008.00
Yes
$0.00
No
2009-07-22
D/A
$800,615.00
Yes
$0.00
No
2009-07-09
D/A
$885,229.00
Yes
$0.00
No
2009-07-08
D
$224,443.00
Yes
$0.00
No
2009-06-01
D/A
$186,775.00
Yes
$0.00
No
2009-06-01
D/A
$291,804.00
Yes
$0.00
No
2009-05-14
D/A
$48,510.00
Yes
$0.00
No
2009-04-20
D
$365,543.00
Yes
$0.00
No
2009-04-20
D
$374,293.00
Yes
$0.00
No
2009-04-20
D
$146,172.00
Yes
$0.00
No