Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

DEMPSEY LORD SMITH, LLC
141238
RUTH GOLDSTEIN
5096037
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2016-05-02
D/A
$2,750,000.00
Yes
$0.00
No
2014-11-18
D/A
$2,750,000.00
Yes
$0.00
No
2014-09-02
D/A
$2,750,000.00
Yes
$0.00
No
2014-08-27
D/A
$2,750,000.00
Yes
$0.00
No