Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

KYLE KIRWAN
5088691
KALOS CAPITAL, INC.
44337
KALOS CAPITAL, INC.
44337
KYLE KIRWAN
5088691
KALOS CAPITAL, INC.
44337
KYLE JENSEN KIRWAN
5088691
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2022-01-14
D/A
$21,250,000.00
Yes
$0.00
No
SELLING COMMISSIONS OF 6%, DEALER MANAGER FEE (DMF) OF 1% AND PLACEMENT AGENT FEE (PAF) OF 1.5%. THESE COMMISSIONS OR FEES MAY BE WAIVED FOR CERTAIN INVESTORS.
2021-02-11
D/A
$1,182,415.00
No
$0.00
No
SALES COMMISSIONS: $614,968; BROKER DEALER DUE DILIGENCE FEES: $153,497; MANAGING BROKER FEE: $335,120; MANAGING BROKER MARKETING FEES: $78,830
2021-01-12
D
$1,182,415.00
No
$0.00
No
SALES COMMISSIONS: $614,968; BROKER DEALER DUE DILIGENCE FEES: $153,497; MANAGING BROKER FEE: $335,120; MANAGING BROKER MARKETING FEES: $78,830
2020-12-15
D/A
$1,846,675.00
Yes
$0.00
Yes
2020-11-04
D/A
$1,846,675.00
Yes
$0.00
Yes
2020-10-20
D/A
$1,846,675.00
Yes
$0.00
Yes
2020-10-07
D/A
$1,846,675.00
Yes
$0.00
Yes
2020-01-09
D
$1,395,865.00
No
$0.00
No
$337,410 MANAGING BROKER AND MARKETING FEES PAID TO SEQUENCE FINANCIAL SPECIALISTS; COMMISSIONS: $963,307 -SEQUENCE FINANCIAL SPECIALISTS; $51,038 -KALOS CAPITAL; $12,210 -KOVACK SECURITIES; $6,600 -PATRICK CAPITAL MARKETS; $25,300 -G.A. REPPLE + CO.