Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FOX FINANCIAL MANAGEMENT CORPORATION
134277
JAMES POE
5085362
FOX FINANCIAL MANAGEMENT CORPORATION
134277
JIM POE
5085362
NONE
NONE
JAMES EMORY POE
5085362
NONE
NONE
JAMES EMORY POE
5085362
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2016-01-08
D/A
$1,050,000.00
Yes
$0.00
No
REPRESENTS A 7% SALES COMMISSION AND A 1% NON-ACCOUNTABLE DUE DILIGENCE/MARKETING ALLOWANCE IN THE EVENT ALL OF THE UNITS ARE SOLD.
2015-08-13
D/A
$800,000.00
Yes
$0.00
No
REPRESENTS A 7% SALES COMMISSION AND A 1% NON-ACCOUNTABLE DUE DILIGENCE/MARKETING ALLOWANCE IN THE EVENT ALL OF THE UNITS ARE SOLD.
2010-10-12
D
$288,000.00
Yes
$0.00
No
2009-05-27
D
$236,779.00
No
$0.00
No
2009-04-07
D
$491,520.00
Yes
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT SOLD
2009-03-10
D/A
$491,520.00
Yes
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT SOLD
2009-02-09
D
$491,520.00
Yes
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT SOLD