Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

PAUL THOMAS RUBENS
5072790
YUKI-CO, LLC
282236
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-03-18
D/A
$0.00
No
$0.00
No
2026-03-18
D/A
$0.00
No
$0.00
No
2025-03-18
D/A
$0.00
No
$0.00
No
2025-03-18
D/A
$0.00
No
$0.00
No
2024-03-18
D/A
$0.00
No
$0.00
No
2024-03-18
D/A
$0.00
No
$0.00
No
2023-03-16
D/A
$0.00
No
$0.00
No
2023-02-16
D/A
$0.00
No
$0.00
No
2022-12-13
D/A
$0.00
No
$0.00
No
2022-02-16
D/A
$0.00
No
$0.00
No
2021-12-13
D/A
$0.00
No
$0.00
No
2021-02-16
D/A
$0.00
No
$0.00
No
2020-12-11
D/A
$0.00
No
$0.00
No
2020-02-14
D
$0.00
No
$0.00
No
2019-12-11
D
$0.00
No
$0.00
No