Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

PICKWICK CAPITAL PARTNERS LLC
130672
JULIA ANN LOHRMANN
5071154
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2014-03-12
D
$0.00
Yes
$0.00
No
THE PERSON LISTED IN ITEM 12 RECEIVES A PERCENTAGE OF THE MANAGEMENT FEE PAYABLE TO PRYTANIA INVESTMENT ADVISORS LLP, THE INVESTMENT MANAGER OF THE ISSUER.
2013-12-18
D
$0.00
No
$0.00
No
THE PERSONS LISTED IN ITEM 12 RECEIVE A PERCENTAGE OF THE MANAGEMENT FEE PAYABLE TO PRYTANIA INVESTMENT ADVISORS LLP, THE INVESTMENT MANAGER OF THE ISSUER.