Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

EMERSON EQUITY LLC
130032
BRIAN J. NELSON
5065593
DIMIRAK SECURITIES CORPORATION
150181
BRIAN J. NELSON
5065593
ARI FINANCIAL SERVICES, INC.
137608
BRIAN J. NELSON
5065593
EMERSON EQUITY LLC
130032
BRIAN J. NELSON
5065593
EMERSON EQUITY LLC
130032
BRIAN J. NELSON
5065593
EMERSON EQUITY LLC
130032
BRIAN J. NELSON
5065593
EMERSON EQUITY LLC
130032
BRIAN NELSON
5065593
EMERSON EQUITY LLC
130032
BRAIN NELSON
5065593
EMERSON EQUITY LLC
130032
BRIAN NELSON
5065593
EMERSON EQUITY LLC
130032
BRIAN NELSON
5065593
EMERSON EQUITY LLC
130032
BRIAN J. NELSON
5065593
EMERSON EQUITY LLC
130032
BRIAN NELSON
5065593
EMERSON EQUITY LLC
130032
BRIAN NELSON
5065593
EMERSON EQUITY LLC
130032
BRIAN NELSON
5065593
EMERSON EQUITY LLC
130032
BRIAN NELSON
5065593
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2023-03-06
D/A
$7,916,719.00
No
$0.00
No
TOTAL COMMISSIONS AND FEES THAT WILL BE PAID IF ALL SECURITIES ARE SOLD AND ALL COMMISSIONS PAID.
2022-04-22
D
$7,916,719.00
No
$0.00
No
TOTAL COMMISSIONS AND FEES THAT WILL BE PAID IF ALL SECURITIES ARE SOLD AND ALL COMMISSIONS PAID.
2021-06-25
D
$3,769,819.00
Yes
$0.00
No
TOTAL COMMISSIONS THAT WILL BE PAID IF ALL SECURITIES ARE SOLD AND ALL COMMISSIONS PAID.
2021-06-11
D
$4,077,863.00
Yes
$0.00
No
TOTAL COMMISSIONS THAT WILL BE PAID IF ALL SECURITIES ARE SOLD AND ALL COMMISSIONS PAID.
2021-03-22
D
$2,556,271.00
Yes
$0.00
No
TOTAL COMMISSIONS THAT WILL BE PAID IF ALL SECURITIES ARE SOLD AND ALL COMMISSIONS PAID.
2020-12-15
D
$2,489,912.00
Yes
$0.00
No
TOTAL COMMISSIONS THAT WILL BE PAID IF ALL SECURITIES ARE SOLD AND ALL COMMISSIONS PAID.
2020-08-06
D
$2,330,000.00
Yes
$0.00
No
TOTAL COMMISSIONS THAT WILL BE PAID IF ALL SECURITIES ARE SOLD AND ALL COMMISSIONS PAID.
2020-03-30
D
$1,510,337.00
Yes
$0.00
No
TOTAL COMMISSIONS THAT WILL BE PAID IF ALL SECURITIES ARE SOLD AND ALL COMMISSIONS PAID.
2020-03-30
D
$328,102.00
Yes
$0.00
No
TOTAL COMMISSIONS THAT WILL BE PAID IF ALL SECURITIES ARE SOLD AND ALL COMMISSIONS PAID.
2020-01-29
D
$960,485.00
Yes
$0.00
No
TOTAL COMMISSIONS THAT WILL BE PAID IF ALL SECURITIES ARE SOLD AND ALL COMMISSIONS PAID.
2019-10-16
D
$1,811,678.00
Yes
$0.00
No
TOTAL COMMISSIONS THAT WILL BE PAID IF ALL SECURITIES ARE SOLD AND ALL COMMISSIONS PAID.
2019-02-04
D
$460,709.00
Yes
$0.00
No
2019-01-02
D
$1,745,629.00
Yes
$0.00
No
TOTAL COMMISSIONS THAT WILL BE PAID IF ALL SECURITIES ARE SOLD AND ALL COMMISSIONS EARNED
2018-08-28
D
$2,500,000.00
Yes
$0.00
No
TOTAL COMMISSIONS THAT WILL BE PAID IF ALL SECURITIES ARE SOLD AND ALL COMMISSIONS EARNED
2018-08-20
D
$3,989,358.00
Yes
$0.00
No
TOTAL COMMISSIONS THAT WILL BE PAID IF ALL SECURITIES ARE SOLD AND ALL COMMISSIONS EARNED
2018-08-16
D
$853,542.00
Yes
$0.00
No
TOTAL COMMISSIONS THAT WILL BE PAID IF ALL SECURITIES ARE SOLD AND ALL COMMISSIONS EARNED
2018-01-30
D
$1,192,793.00
Yes
$0.00
No
TOTAL COMMISSIONS THAT WILL BE PAID IF ALL SECURITIES ARE SOLD AND ALL COMMISSIONS EARNED
2018-01-25
D
$3,471,781.00
Yes
$0.00
No
TOTAL COMMISSIONS THAT WILL BE PAID IF ALL SECURITIES ARE SOLD AND ALL COMMISSIONS EARNED
2017-09-18
D
$5,700,000.00
Yes
$0.00
No
TOTAL COMMISSION THAT WILL BE PAID IF ALL SECURITIES ARE SOLD AND COMMISSIONS PAID.
2017-09-14
D
$21,625.00
Yes
$0.00
No
TOTAL COMMISSION THAT WILL BE PAID IF ALL SECURITIES ARE SOLD AND COMMISSIONS PAID.
2017-08-16
D
$351,732.00
Yes
$0.00
No
TOTAL COMMISSIONS THAT WILL BE PAID IF ALL SECURITIES ARE SOLD AND ALL COMMISSIONS EARNED
2017-08-10
D
$1,570,259.00
Yes
$0.00
No
TOTAL COMMISSIONS THAT WILL BE PAID IF ALL SECURITIES ARE SOLD AND ALL COMMISSIONS EARNED
2017-07-31
D
$1,920,888.00
Yes
$0.00
No
TOTAL COMMISSIONS THAT WILL BE PAID IF ALL SECURITIES ARE SOLD AND ALL COMMISSIONS EARNED
2017-07-27
D
$721,831.00
Yes
$0.00
No
TOTAL COMMISSIONS THAT WILL BE PAID IF ALL SECURITIES ARE SOLD AND ALL COMMISSIONS EARNED
2017-05-03
D
$1,130,000.00
Yes
$0.00
No
TOTAL COMMISSIONS THAT WILL BE PAID IF ALL SECURITIES ARE SOLD AND COMMISSIONS EARNED
2017-04-12
D
$848,500.00
Yes
$0.00
No
THIS RESPONSE IS BASED UPON THE ASSUMPTION THAT THE FULL AMOUNT OF POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID
2016-12-16
D
$212,100.00
Yes
$0.00
No
THIS RESPONSE IS BASED UPON THE ASSUMPTION THAT THE FULL AMOUNT OF THE SALES COMMISSIONS WILL BE EARNED AND PAID.
2016-09-07
D
$2,013,756.00
Yes
$0.00
No
THIS RESPONSE IS BASED UPON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSION WILL BE EARNED AND PAID
2016-08-19
D
$326,785.00
Yes
$0.00
No
THIS RESPONSE IS BASED UPON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISION WILL BE EARNED AND PAID
2016-01-12
D
$422,986.00
No
$0.00
No
THIS RESPONSE IS BASED UPON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2016-01-12
D
$257,586.00
Yes
$0.00
No
THIS RESPONSE IS BASED UPON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2016-01-12
D
$84,107.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2015-10-28
D
$403,000.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2015-10-28
D/A
$429,000.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2015-10-28
D
$429,000.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2015-10-02
D
$355,251.00
Yes
$0.00
No
THIS RESPONSE IS BASED UPON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2015-05-29
D
$835,000.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2015-01-30
D
$634,000.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2014-08-01
D/A
$1,090,725.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2014-07-01
D/A
$186,475.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2014-07-01
D/A
$218,604.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2014-07-01
D
$231,000.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2014-04-11
D/A
$174,963.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2014-01-10
D
$174,963.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.