Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

KALOS CAPITAL, INC.
50630
MORE THAN 5 PERSONS
NONE
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2021-03-18
D/A
$2,100,000.00
Yes
$0.00
No
2020-10-29
D/A
$2,100,000.00
Yes
$0.00
No
2020-04-09
D/A
$2,100,000.00
Yes
$0.00
No
2020-01-09
D/A
$2,100,000.00
Yes
$0.00
No
2019-12-19
D/A
$2,100,000.00
Yes
$0.00
No
2019-11-04
D/A
$2,100,000.00
Yes
$0.00
No
2019-08-07
D/A
$2,100,000.00
Yes
$0.00
No
2019-07-02
D/A
$2,100,000.00
Yes
$0.00
No
2019-06-05
D/A
$2,100,000.00
Yes
$0.00
No
2019-05-06
D/A
$2,100,000.00
Yes
$0.00
No
2019-04-26
D/A
$2,100,000.00
Yes
$0.00
No
2019-04-26
D/A
$1,800,000.00
Yes
$0.00
No
2019-03-07
D/A
$1,800,000.00
Yes
$0.00
No
2019-03-06
D
$1,800,000.00
Yes
$0.00
No
2019-02-04
D/A
$2,100,000.00
Yes
$0.00
No
2019-01-25
D/A
$2,100,000.00
Yes
$0.00
No
2018-12-20
D/A
$2,100,000.00
Yes
$0.00
No