Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

BERTHEL, FISHER AND COMPANY FINANCIAL SERVICES INC.
13609
BRIAN S. SCHIMPF
5062867
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2009-10-14
D/A
$2,756,000.00
Yes
$0.00
No
2009-10-06
D/A
$1,657,000.00
Yes
$0.00
No
2009-10-06
D/A
$2,756,000.00
Yes
$0.00
No
2009-09-30
D/A
$1,657,000.00
Yes
$0.00
No
2009-09-16
D/A
$2,756,000.00
Yes
$0.00
No
2009-08-26
D/A
$2,756,000.00
Yes
$0.00
No
2009-07-21
D/A
$2,756,000.00
Yes
$0.00
No
2009-07-16
D/A
$1,657,000.00
Yes
$0.00
No
2009-07-06
D/A
$2,756,000.00
Yes
$0.00
No
2009-06-22
D
$2,756,000.00
Yes
$0.00
No
2009-06-17
D/A
$1,657,000.00
Yes
$0.00
No
2009-06-12
D/A
$1,657,000.00
Yes
$0.00
No
2009-04-14
D
$1,657,000.00
Yes
$0.00
No