Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

MATTHEW KLEIN
5060520
AXA ADVISORS, LLC
6627
MATTHEW KLEIN
5060520
EQUITABLE ADVISORS, LLC
6627
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2024-08-08
D/A
$147,171.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. AXCELUS FINANCIAL ALSO PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2024-04-22
D
$20,833.00
No
$0.00
No
ISSUER PAYS A SALES COMMISSION WHICH IS EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. AXCELUS FINANCIAL WILL ALSO PAY SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2023-03-28
D/A
$111,562.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC WILL ALSO PAY SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2022-04-29
D/A
$88,710.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC WILL ALSO PAY SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2020-06-17
D/A
$47,576.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC WILL ALSO PAY SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2018-01-08
D
$12,975.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC WILL ALSO PAY SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.